California Securities Fraud Lawyer ▪ Investment Dispute Lawyer ▪ White Collar Crime Attorney

Contact former SEC trial lawyer Jonathan Schwartz for a consultation about securities regulation, customer / broker disputes, securities enforcement, and more.

Securities Regulation
What does the average investor, meaning a successful individual of above average earnings and abilities, really know about the behind the scenes, inner workings of capital markets? Probably not much. No matter how sophisticated the individual, it is difficult to stay on top of the enormous amount of information and regulation that affects the securities industry. It takes experience most of us do not have to adjudicate investment disputes, to handle enforcement issues regarding the Securities and Exchange Commission, or to manage compliance issues and disputes throughout the securities industry. Jonathan Schwartz, a Los Angeles attorney, has the background and the talent to deal with securities regulation, fraud, disputes, and civil litigation related to the securities industry.  Mr. Schwartz practices before FINRA, the New York Stock Exchange,(NYSE) The Commodity Futures Trading Commission,(CFTC) the Securities and Exchange Commission, (SEC) and State regulatory commissions.      

Investments are meant to represent the rational choices of investors. To choose rationally however, investors expect the information that companies, brokers, dealers, and market commentators provide to be transparent and truthful. Sometimes this is not a reality. When regulations put in place to protect investors are violated, financial losses to investors and accusations of white collar crime can follow. When brokerage firms and individual brokers are facing disputes with employees, or customers, or regulatory disputes with the SEC, FINRA, the NYSE, or with state regulatory agencies, Jonathan Schwartz is able to provide competent representation. 

Contact attorney Jonathan Schwartz to schedule an appointment with a knowledgeable securities regulation and white collar criminal defense attorney.

The Law Offices of Jonathan Schwartz
Los Angeles Attorney
California Securities Fraud Lawyer
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone:  (310) 496-5770
Fax:  (310) 496-5771

Los Angeles attorney Jonathan Schwartz provides FINRA, securities fraud, investment dispute, white collar crime, stock broker, and SEC legal services to residents of Marina del Rey, Los Angeles, Santa Monica, the greater San Diego Area, Orange County, Newport Beach, Century City, Beverly Hills, Ventura, Laguna Beach, and San Bernardino, California. In addition to local clients, Mr. Schwartz represents clients all across the United States in securities law matters.